Major check points for listing on AIX


Major check points for listing on AIX

Please contact AIX Business Development (BD) team as the first step. AIX BD team will provide you an overview of application process and requirements and help you with any other questions that you may have about AIX.

Please feel free to contact us at any time by clicking here.

Telephone: +7 (7172) 23 5366


Listing requirements

This includes:

  • 3 years of audited financial statements prepared in accordance with IFRS, US GAAP, Swiss GAAP and other standards acceptable to AIX
  • Working capital statements covering 12 months (for Equity Issuers)
  • Minimum public float of at least 25% (AIX reserves the right to decrease this minimum amount, should it decide in its discretion to do so) for Equity Issuers
  • Appropriate minimum market cap should be at least $1M for Equity Issuers and $500k for Debt Issuers at the time of listing

Compliance with prospectus requirements

The Prospectus Summary made up of the following four sections:

  • An introduction
  • Key information on the Issuer
  • Key information on the Securities
  • Key information on the admission to trading

Contents of Registration document:

  • Information about the issuer
  • Operational financial overview
  • Constitution and organizational structure
  • Assets
  • Capital
  • Management of the issuer
  • Financial information about the issuer
  • Other information relating to the issuer

Contents of Securities Note:

  • Key information
  • Information relating to the securities offered/admitted to trading
  • Terms and conditions of the offer
  • Information relating to the certain classes of securities

Related Documents:

AIX Listing Process Steps 94 KB
Final Actions For Listing 94 KB
AIX Fees 2019 250 KB download
AIX Listing Application Form For Green Bonds 360 KB download
External Review Form For Green Bonds 273 KB download